Tag Archives: Determinism

DUNE MESSIAH – Frank Herbert (1969)

Dune MessiahI’ve always considered the Dune series the best SF I’ve ever read, but as I read it fairly early in my ventures into SF, a reread is in order. Do my past opinions still hold, years & years and books & books later?

My reread of Dune itself was a fantastic experience, and before reading this review, I politely urge you to read my 5000+ word analysis of Dune – it deals with the question of determinism & Paul Atreides as a tragic hero, among other things, and I’ll talk about those themes here too.

I remember that when I first read the sequels, I thought Dune Messiah and Children of Dune to be a lesser affair than Dune itself. I also remember feeling Herbert got into his full stride again with the final 3 installments.

We’ll see how all that holds later, but my feeling on Dune Messiah turns out to be more or less the same. I really liked it, but it’s not on the same level as Dune: 4 stars, instead of 5. It’s also of note that I liked it a bit better now than the first time around.

I’ll try to keep this text under 5000 words, so that’ll be all for the introduction. In what follows, I first compare Dune Messiah to its big brother: why exactly is it a lesser book? That part is the proper review, so to say.

Afterwards, I’ll zoom in on a few things for those interested in a deeper analysis. I’ll first write about Nietzsche’s eternal recurrence, and how that ties into Paul being a tragic hero. I’ll finish with a discussion on determinism & free will in Dune Messiah – even though I’m starting to feel I’m beating a dead horse on this blog, especially after my massive post on the same subject and Lord of the Rings. The last two parts will be heavy with quotes.

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THE LORD OF THE RINGS – J.R.R. Tolkien (1955)

The Lord Of The RingsBefore I get to the main course of this massive 7261 words review after the jump, some introductory remarks on my relationship to Tolkien first.

There will be one big problem with this review: I truly cannot assess this book on its own merits. I was 22 when the first Peter Jackson adaptation came out, and over the years I’ve seen all three movies multiple times, as well as the extended versions. Not that I consider myself a The Lord Of The Rings geek – not at all – but the movies were such a dominant cultural force back in the days, with CGI and other special effects on a scale unseen before. In an age before streaming, popping in a LOTR DVD simply was easy escapism, even if you’d seen it twice already.

I had read The Hobbit in translation when I was 14 or so, but wasn’t that impressed, and subsequently got bogged down in a Dutch translation of The Fellowship of the Ring a few months later. When the movies came out a few years later, I didn’t feel like I needed to read the books – as my friends who had read them assured me there wasn’t a whole lot more to the story, so I wasn’t curious – I mean, why read 1000 pages just to get a few scenes with Tom Bombadil or Radagast The Brown? And yes, the Scouring of the Shire is a significant coda, but it wasn’t crucial to satisfy my escapist urges.

Today, I have read the books. I even read the 894-page A Reader’s Companion by Wayne Hammond and Christina Scull – well, I skimmed certain parts of that, to be honest. As I said, I’m not a LOTR geek, but the 2014 version of 2005’s Companion was included in the edition I ended up buying. I wanted to have a hardcover edition (with the appendixes) in 3 separate bands – as I’d found that the single tome I bought first was simply not practical to read, so I send that back, and an edition with the Companion turned out to be the cheapest. As I knew I wanted to write this review, I thought it would be interesting to read up a bit on LOTR now that I had that Companion anyway. For those of you interested, I’ve included a short review of Hammond & Scull’s volume at the very end.

All the prefaces and introductions and histories of the work’s origin and quotes from letters and notes and notes and notes did enhance my reading experience. It showed that Tolkien had too much time on his hands, and invested so much in backstories of details that the entire Middle-earth mythos is a work of art so far out there it borders on the insane – the fact that A Reader’s Companion makes crystal clear again and again Tolkien was foremost preoccupied with the linguistic aspects of his creation only amplifies that.

But I shouldn’t get ahead of myself: I was talking about the one big problem of this review. I will do two things in the remainder of this text:

First, I’ll talk about my reading experience in relation to having seen the movies first, and try to compare the two. That might be of interest to a whole lot of new LOTR readers, as I take it most newbies will have seen the movies first, but it might also be of interest to people who read the books first, as, paradoxically, having seen the movies first also allows me to reflect on the bare bones of the story as story, regardless of medium.

After that, I’ll write a fair bit on what I wrote in my 5500 words analysis of that other monument of speculative fiction, Frank Herbert’s Dune:

I have long held the suspicion that what underlies big parts of literature is the way we relate to us being determined. At a basic level, everybody understands that reality is deterministic: if an egg falls, it breaks. If you drink alcohol, your behavior changes. If our heads are chopped off, we die. Physical and chemical laws – via evolution – give rise to biology, behavior and society. That knowledge is a problem for our consciousness, for we feel in control. As freedom is inherent in so many human claims, our basic understanding of reality short circuits with our basic perception of ourselves. It is humanity’s most basic problem (…).

It is my firm conviction such is also The Lord Of The Rings most basic problem, and it turns out again that authors are not always the best theoreticians about their own work: Tolkien’s writing on his own writing is a mess.

For those who might be confused by what I already wrote so far: I’m generally positive on this Monument of Fantasy. If pressed, I would give it 4 out of 5 stars as a literary accomplishment – which is excellent: 5-star reads are rare. As a work of outsider art, it’s way off the charts: 5+++ it is!

This text is the longest review I have yet written and especially the part on choice and “acts of will” is heavy with quotes from LOTR itself, but you can skip those if you want. Throughout this review, I will also quote extensively from letters Tolkien wrote, and I’d say those are crucial either way.

If you’re a seasoned Tolkien fan, I’m very curious about your view on what this LOTR newbee wrote about the matter, so don’t hesitate to disagree in the comments.

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DUNE – Frank Herbert (1965)

Dune (Folio Society)I’ve read Dune for the first time 5 years ago. I finished it the day Iain Banks died. The entire series became one of my favorite reading experiences. I tried some of Herbert’s other books too – they all proved to be duds, except for Soul Catcher. I even read what Brian Herbert and Kevin J. Anderson concocted as what was supposed to be the finale, Dune 7 – the so-so Hunters of Dune and the god-awful Sandworms of Dune.

Rereading is always a risk, and I hardly do so. Taste evolves. The thing is: when I first read Dune, I wasn’t that well versed in science fiction. I’d read about 5 Culture novels by Banks, Anathem by Stephenson, maybe the Foundation trilogy. I might have been easily impressed. Today, 5 years later, I’ve read a whole lot more of speculative fiction: about 240 titles says my Worlds Without End database. I’ve tried to be broad in my approach, reading older stuff and newer stuff alike. Today, I’m a different judge.

This time, I read the fantastic Folio Society edition, which has an excellent essay by Michael Dirda, and an interesting afterword by Brian Herbert. It’s good to see confirmed that Dune indeed was revolutionary. A book much longer than most other novels of its day – other titles were only a quarter to a third of Dune‘s 215,000 words. That meant an expensive book – “in excess of 5 dollars”, the highest retail price yet for any science fiction novel. And it was not only revolutionary because of its size – it was also an untold commercial succes. While initial sales were slow, it got the Nebula and Hugo awards, and by 1970 the book began to sell well. The sequels became bestsellers too, with sales running into the millions. By 1979 it sold over 10 million copies, and when David Lynch’s 1985 movie adaptation was released, Dune reached no. 1 on the New York Times bestseller list, 20 years after its first publication. Frank Herbert was “the first [science fiction] writer to obtain such high level of readership.”

So, what has this reread told me? What to write about the most lauded science fiction book of all time? Well, easy! That it is within rights and reason to call this one of the greatest books ever – if it falls into your taste range.

My guess is that it will still be read a century from now.  Dune has a timeless quality: ditching computers was a genius move by Herbert. In Destination: Void – which was first published in Galaxy Magazine around the same time as Dune – Herbert took the opposite route, embedding a great thriller in pages and pages of computer babble. Even though that babble was realistic at the time, it utterly fails today. Not so with Dune.

There’s hardly anything that can age in this book. Some have argued that the feudal structure of the galactic empire is unrealistic for a far future human world – and as such dated in the 21st century – but that is an utterly naive, Western centrist thought. If the last decade has taught us something, is that we should not take democracy for granted – especially not as global turmoil has only just begon at the dawn of disruptive climate change. Who’s so arrogant to claim they have a clear grasp on the arrow of time? Hegel fans? Hari Seldon?

Before I’ll try to shed some more light on why this book remains such a joy to read in 2019 – brace yourselves for a 5444 words analysis of both form and content – let me tackle a bit of critique first. I’d rather have that out of the way, and let the rest of my text be an unapologetic celebration of Herbert’s creation.

Not everybody likes Dune. Blogger Megan AM, in her 2014 review on From Couch To Moon, worded her problem with the protagonist, Paul, as follows:

If he’s cold, the reader doesn’t care what happens to him. If he’s infallible, he’ll survive every conflict. Wrap him up in a nice blanket of spiritual powers and preordained destiny, with a powerful clan to serve him, and you’ve got the makings of a demigod whose story is predetermined. Dune is worthy warning against allegiance to charismatic personalities, but it’s D.O.A.

Gender pops up a bit further in her review:

Unfortunately, I suspect that many Dune fans actually admire the unearned arrogance of our rich noble-born leader. I worry that Paul’s behavior toward his women and his clansmen actually appeals to many males in the SF community. Paul is in control of everything—his emotions, his actions, his thoughts… even his followers. Even Paul’s mother recognizes his calculating moves as manipulative and unfair. “You deliberately cultivate this air, this bravura,” she charged. “You never cease indoctrinating” (p. 620). How incredibly appealing to a young male…

I think both issues are partly the result of a biased reading – admittedly, something we are all prone too. Yes, older fiction is up to “contemporary dissection” – but the text itself has its rights.

I fully agree that the hero in Dune appeals to readers because of his control, among other things. But there are two problems in Megan’s gendered reading. First are some facts residing in Dune itself. Also Jessica – and to a lesser extent Chani – are in control. They too are heroes of the book. There are other characters who are just as calculating and manipulative, and some of them – all of the Bene Gesserit – are female. Focusing on Paul’s male biological sex seems strange in that light. Moreover, when Paul becomes the Kwisatz Haderach, Herbert explicitly frames this as a fusion of 2 genders, Paul becoming both taker and giver, male and female. Sure, one could debate the problematic dichotomy of that – but either way these facts show the analysis of Megan is a bit superficial.

A second problem is Megan’s own portrayal of “young males” and “many males in the SF community”. I’m sure there are quite a lot of women too who want control over their emotions, thoughts, actions. I think Megan too easily frames Paul’s behavior as a problematic masculine ideal.

To end this first part of my review, let me get back to Megan’s first quote. Paul is “cold” and “infallible”, a “predetermined” “demigod”, and all that could make readers not care for him. Megan is fully right about the predetermined part, but I think exactly that is one of the crucial strengths of the book – I’ll get to that in more detail after the jump.

Yet cold and infallible? One could maybe argue about cold –  it is partly in the eye of the beholder – but again, the text itself has its rights. Paul gives moisture to the dead! He does mourn his father – he only has to postpone it, due to the situation he is in. That doesn’t make him cold. It makes him tragic. He has intense friendships with Stilgar and Gurney Halleck. Near the end, he is upset by his mother’s cold shoulder. He struggles emotionally with his own role. And maybe most importantly: he loves & respects Chani deeply, in an explicitly tender way – the ending pages are proof of that. I agree Herbert doesn’t devote lots of page time to these aspects, but they are there. Clearly.

A reader is well within his or her right to think Herbert should have devoted more time to the characters’ emotions – and granted, characterization is not the book’s main focus – but the claim that Paul is cold is not how I experienced it.

One cannot argue about infallible though. Paul fails. He fails spectacularly. Yes, he dethrones the emperor, he marries the princess. But all that is just superficial pomp, not at the heart of this story. It strikes me as odd that Megan AM didn’t mention this. Paul’s failure is even double.

One: his own son is killed. It is one of the pivotal moments of the book – even without taking into account the strong emphasis Herbert puts on the importance of genes and bloodlines. More so, the death of his firstborn is one of the pivotal moments of the entire series, with possibly galactic repercussions. “He felt emptied, a shell without emotions. Everything he touched brought death and grief. And it was like a disease that could spread across the universe.” Two: Paul’s main drive in the book is to prevent the jihad, yet he fails to do so. That only becomes fully clear in the sequels, but still, it is spelled out explicitly multiple times.

Herbert didn’t write Paul as a true masculine infallible hero. He is noble-born, strong and superbly trained, yes, but he is more than that, and morally ambiguous. It is when his firstborn son dies that – maybe? – Paul embraces jihad as cosmic revenge for all the suffering he had to endure. “Something seemed to chuckle and rub its hands within him. And Paul thought: How little the universe knows about the nature of real cruelty!” Herbert doesn’t spoon-feed it to the reader. It is unclear how to interpret that italic sentence, but either way, it is one of many that makes Paul human – somebody this reader could connect to.

Before I’ll dive into a more substantial analysis, the following needs emphasis: reading Dune was even better the second time around. One part of that is that I was familiar with its world – the first half can be tough on new readers that don’t know what’s going on. Another part is that I have become more experienced as reader, seeing both the book’s literary mechanics and its philosophical implications much clearer – and because of that I appreciate it all the more.

Books that can be reread don’t hinge on novelty & surprise alone. There is no better testament to what Herbert achieved artistically. Please join me in celebrating the how & what of Dune some more!

I’ll first highlight a few technical issues: Herbert’s prose, his plotting power – including a detailed case study of the first knife fight, between Paul and Jamis. After that, I’ll zoom in on Dune‘s tragic philosophical content.

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DARWINIAN REDUCTIONISM – Alex Rosenberg (2006)

Darwinian Reductionism

Darwinian Reductionism, Or, How to Stop Worrying and Love Molecular Biology must be one of the toughest books I’ve read. Luckily, it’s fantastic.

Alex Rosenberg is a professor of both Philosophy and Biology at Duke University. He has written about the philosophy of science before, like a book about the non-validity of economics as a science. Rosenberg is a true intellectual powerhouse, and to watch his mind work over the course of this book’s 238 pages (+ about 30 pages of references and index) is one of the pleasures of reading this book.

Kim Sterenly sketches what it’s about on the back cover:

“Over the last twenty years and more, philosophers and theoretical biologists have built an antireductionist consensus about biology. We have thought that biology is autonomous without being spooky. While biological systems are built from chemical ones, biological facts are not just physical facts, and biological explanations cannot be replaced by physical and chemical ones. The most consistent, articulate, informed, and lucid skeptic about this view has been Alex Rosenberg, and Darwinian Reductionism is the mature synthesis of his alternative vision. He argues that we can show the paradigm facts of biology – evolution and development – are built from the chemical and physical, and reduce to them. Moreover, he argues, unpleasantly plausibly, that defenders of the consensus must slip one way or the other: into spookiness about the biological, or into a reduction program for the biological.”

But for many people, including scientists, there are problems with materialistic reductionism, as Elliot Sober explains on the back cover, before pointing out how Rosenberg tackles those problems.

“For most philosophers, reductionism is wrong because it denies the fact of multiple realizability. For most biologists, reductionism is wrong because it involves a commitment to genetic determinism. In this stimulating new book, Rosenberg reconfigures the problem. His Darwinian reductionism denies genetic determinism and it has no problem with multiple realizability. It captures what scientific materialism should have been after all along.”

I will not get into the nuts and bolts of every argument. Aside from a general appraisal of the book, I’ll elaborate a bit on two small – yet fundamental – elements of critique, and end with a list of nuggets of wisdom I found while reading – a list that is probably of interest to those readers not interested in the general content of this book, yet who do have a healthy interest in science.

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