Tag Archives: Biology

THE EVOLUTION OF THE SENSITIVE SOUL: LEARNING AND THE ORIGINS OF CONSCIOUSNESS – Simona Ginsburg & Eva Jablonka (2019)

The Evolution of the Sensitive Soul Learning and the Origins of ConsciousnessAs with most of my non-fiction reviews, I’ll first give a general overview & appraisal of the book. After that there’s a lengthy section with quotes and paraphrases of stuff I want to keep on record, and those could be of interest to you too.



What is the mind?
It is the sound of the breeze
That passes through the pines
In the Indian-ink picture.

Ikkyū Sōjun, 15th century



The Evolution of the Sensitive Soul: Learning and the Origins of Consciousness is a mammoth: 482 pages of text, 62 pages of notes, 72 pages of bibliography and an index of 28 pages. It took a decade to write.

Eva Jablonka is a microbiologist & evolutionary theorist with a Ph.D in genetics. She is especially known for her interest in epigenetic inheritance, and she co-authored the landmark Evolution in Four Dimensions: Genetic, Epigenetic, Behavioral, and Symbolic Variation in the History of Life with Marion Lamb. That book was published in 2005 by MIT Press – with a revised edition in 2014 – and on the strength of this book I’ve added it to my TBR. Simona Ginsburg is a chemist with a Ph.D. in physiology.

The title is a bit misleading in the sense that the moniker ‘sensitive soul’ might sound New Age-ish, but make no mistake: this is as scientific as non-fiction can get. Jablonka & Ginsburg use the term ‘soul’ as an hommage to Aristotle, and the next two quotes elaborate a bit on that, and at the same time set the stage:

The Aristotelian soul is the dynamic embodied form (organization) that makes an entity teleological in the intrinsic sense – having internal goals that are not externally designed for it but that are dynamically constructed by it.

&

From an evolutionary point of view, understanding the transitions that resulted in the three Aristotelian goal-directed systems is enormously challenging. The first problem, understanding the transition to the first living system, to the nutritive (/reproductive) soul, is still not fully solved, although great strides have been made in this domain. Very little is known about the second, understanding the transition to subjective experiencing, the evolutionary origin of the sensitive soul. The third, understanding the transition to rationalizing, symbolizing animals, to the rational (human) soul, is one of the hottest topic in present-day evolutionary-cognitive biology, and progress is being made. All of these goal-directed systems are the products of chemical and biological evolution, and there is an evolutionary continuity between them.

The book has two distinct parts: the first a history of the biological conceptions of ‘consciousness’ and some of its philosophical foundations – from Jean-Baptiste Lamarck, Herbert Spencer, Charles Darwin and William James, via Pavlov and Skinner to contemporary neuroscience. The second part looks more closely at major (neuro)biological transitions in the evolution of the mind, and basically sketches the evolution of neural systems and how learning ties into that. It should be stressed that most of the book is about minimal animal consciousness, not about human consciousness.

Instead of trying to summarize the book in more detail, I’ll quote some of the praise I found on the MIT website – and I can say after having read it, none of it is hyperbole. But first let me quote the blurb to give you the general idea:

A new theory about the origins of consciousness that finds learning to be the driving force in the evolutionary transition to basic consciousness. What marked the evolutionary transition from organisms that lacked consciousness to those with consciousness—to minimal subjective experiencing, or, as Aristotle described it, “the sensitive soul”? In this book, Simona Ginsburg and Eva Jablonka propose a new theory about the origin of consciousness that finds learning to be the driving force in the transition to basic consciousness. Using a methodology similar to that used by scientists when they identified the transition from non-life to life, Ginsburg and Jablonka suggest a set of criteria, identify a marker for the transition to minimal consciousness, and explore the far-reaching biological, psychological, and philosophical implications.

After presenting the historical, neurobiological, and philosophical foundations of their analysis, Ginsburg and Jablonka propose that the evolutionary marker of basic or minimal consciousness is a complex form of associative learning, which they term unlimited associative learning (UAL). UAL enables an organism to ascribe motivational value to a novel, compound, non-reflex-inducing stimulus or action, and use it as the basis for future learning. Associative learning, Ginsburg and Jablonka argue, drove the Cambrian explosion and its massive diversification of organisms. Finally, Ginsburg and Jablonka propose symbolic language as a similar type of marker for the evolutionary transition to human rationality—to Aristotle’s “rational soul.”

Here’s Axel Cleeremans, Director of ULB Neuroscience Institute in Brussels, Belgium:

This massive and challenging book is by far the most thorough attempt at exploring consciousness from a biological and evolutionary perspective. Most impressive is the successful integration of philosophical, historical, neuroscientific, and biological considerations in addressing this most vexing question: How and why did consciousness emerge out of biological activity?

Or Jean-Pierre Changeux, honorary professor at the Pasteur Institute in France:

It is the best synthesis I know about consciousness. It includes a fascinating history of the concepts and discoveries about consciousness together with an outstanding presentation of the most recent scientific data, theories and philosophical speculations.

And finally Cyriel Pennartz, from the University of Amsterdam:

Based on the view that consciousness subserves fulfillment of an animal’s needs and goals, Ginsburg and Jablonka take us on an engaging journey from Aristotle to contemporary neuroscience, culminating in the daring but well-informed hypothesis that consciousness coheres with complex forms of learning. This book made me think differently of the Cambrian explosion of life, the roots of animal cognition, and the very origins of human thinking. This accessible and inspiring book offers a wealth of information and deep thought for everyone interested in the rich interface between biology, psychology, and philosophy.

Last year I read Contingency and Convergence: Toward a Cosmic Biology of Body and Mind by Russell Powell, a true intellectual feast. Ginsburg & Jablonka’s book touches on many of the same themes, but frames them differently. Powell’s book is about the nature of evolution, minds, and the possible implications for astrobiology, Ginsburg & Jablonka focus on learning and the evolutionary history of neural systems, including a chapter on jellyfish and the likes that was more informative than Jellyfish by Lisa-Ann Gershwin.

For a wee bit of critique: I would have liked a bit more sections on (the neurology of) mental representation. To me it felt as if Ginsberg & Jablonka don’t fully engage with this part of the consciousness problem, especially as I’ve read Alex Rosenberg’s How History Gets Things Wrong: The Neuroscience of Our Addiction to Stories – a book specifically about that. I would have liked to read the authors’ take on what Rosenberg wrote.

Anyhow, what makes this book a joy to read is its enormous scope, and what makes it truly amazing is its attention to detail on nearly everything it touches: this is no quick pop-science overview of the latest research, no, this is the real deal: interdisciplinary scholarly work of the highest order.

The book is clear and self-contained, and requires no previous knowledge, but at times it is tough reading nonetheless – especially parts of chapter 8 were beyond my level of interest of understanding. This will be different for different kind of readers, but this is obviously an academic book, so your mileage may vary.

Jonathan Birch’s 7-page critical essay on the book in Acta Biotheoretica is well-worth reading, he summarizes it in just two sentences: “Ginsburg and Jablonka’s thesis, in short, is that second-order conditioning involving novel, compound stimuli is a signature of consciousness. This kind of learning cannot happen, they claim, if the stimuli are not consciously experienced.”

If the subject matter interests you, I cannot recommend this book highly enough. Together with How Molecular Forces and Rotating Planets Create Life: The Emergence and Evolution of Prokaryotic Cells by Jan Spitzer – coincidentally about the first Aristotelian transition – it is the best book I’ve read all year.

I’ll leave you with a whole lot of quotes and insights I wish to preserve for myself.
 

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HOW MOLECULAR FORCES AND ROTATING PLANETS CREATE LIFE: THE EMERGENCE AND EVOLUTION OF PROKARYOTIC CELLS – Jan Spitzer (2021)

How Molecular Forces and Rotating Planets Create Life Jan Spitzer

I thought I understood a thing or two about biology, and, more specifically, its genetic and general molecular side as well. I’ve read a couple of introductory level university course textbooks, like Biology, Evolution and Human Nature by Goldsmith & Zimmerman (2001), which was already pretty heavy on chemistry for somebody without an academic background in hard sciences, and a few more specific books, like the excellent The Flexible Phenotype by Piersma & Van Gils (2011) and Alex Rosenberg’s brilliant, rigorous Darwinian Reductionism, Or, How to Stop Worrying and Love Molecular Biology (2006).

I also thought I had a bit of grasp on origin of life theory, since I read Nick Lane’s excellent The Vital Question: Energy, Evolution and the Origins of Complex Life (2015), a book I can’t say I understood completely, but enough so to enjoy it a lot.

Last year, I was absolutely gobsmacked by Contingency and Convergence: Towards a Cosmic Biology of Body and Mind by Russell Powell, a 2020 publication in the Vienna Series of Theoretical Biology, and so when I checked what else was published in that series, I didn’t hesitate to buy How Molecular Forces and Rotating Planets Create Life: The Emergence and Evolution of Prokaryotic Cells by Jan Spitzer – I was intrigued by the subject matter because of Lane’s book, and if I’d survived that, how hard could it be?

Well, it turns out this was harder, much harder, yet I probably enjoyed it even more. Part of that enjoyment is witnessing other people’s genius, but the main reason I enjoyed it so much was because it provided entirely new and much more detailed insight in the miracle that is our existence.

Before I get to a more detailed discussion of the book, please consider the following drawing – a typical representation of a bacterial cell I found somewhere on the public domain.

prokaryote cell

This is the way most people are taught about cells. We tend to think we *understand* cells this way – at least, if we study some more of these drawings – including ones that zoom in a bit – and the accompanying chapters on cell biology carefully.

Now consider this fragment from Jan Spitzer’s book, and, for starters, compare the way the cytoplasm is represented in the generic textbook drawing with what Spitzer writes about it.

From a purely chemical point of view, a bacterial cell is exceedingly complicated. The cytoplasm contains in round numbers ~2,500,000 protein molecules of ~1,000 different kinds, ~200,000 transfer RNAs of ~50 kinds, ~1,500 short-lived messenger RNAs of ~400 kinds. (…) The number of ribosomes can vary between 2,000 for a slow-growing population and 70,000 in a fast-growing population. These biomacromolecules are hydrated by a relatively concentrated (~4%) electrolyte – a multicomponent buffered solution of simple ions, particularly potassium ions and phosphate, and other low-molecular weight metabolites from biochemical pathways (…). All this chemistry of long DNA double helices (partly condensed or coacervated by cationic proteins and amines), RNAs, and their protein complexes, all in their correct three-dimensional conformations, and all exhibiting their molecular motions – from bond rotations to large conformational motions and rotational and translational Brownian diffusion, taking place on timescales of many orders of magnitude, from femtosecond infrared motions to physiological motions at milliseconds, seconds, and hours – all this molecular motion is crowded and enclosed within the hydrophobic cell envelope. The cell envelope contains a lipid bilayer membrane, studded with a large number of integral hydrophobic proteins that sense the physicochemical state of both the external nutrient environment and the internal cytoplasmic side of the membrane and adjust the molecular and ionic traffic across the membrane accordingly. (…) The overall chemical system is in cyclic disequilibrium, where cells approximately double in size and then divide on the physiological timescale of seconds to hours.

Additionally, in all this, also the positions of all those different molecules matter, as there is no “bulk aqueous reservoir where chemical potentials (concentrations) are independent of position”, and so the cell system is “thus vectorial”, with aqueous nano-channels and nano-pools of dissolved ions and molecules.

It is yet another example of the huge gap that exists between what people – even highly educated people – think they know, and how the world actually is. It makes books like Spitzer’s humbling and full of wonder – even if that wonder is abstract, dry, and highly complex. Do we truly appreciate the wonder of life enough?

There’s one important caveat: however detailed that quote might seem, it only scratches the surface too. Or, to quote Spitzer again: “Today the molecular crowdedness of a living cell is an uncontroversial and well-appreciated fact, but its overall spatiotemporal complexity remains poorly understood.”


Just to be clear: I’m not the target audience for Spitzer’s book. Certain parts – when he got into the nuts and bolts of detailed chemical stuff – were way too advanced for me. I’d say about 1/3rd of the text was too technical for my current brain. But that doesn’t mean I couldn’t understand Spitzer’s general message – it only meant that I could not contradict him on the technicalities. The fact that the main text is only 170 pages, but about 1/3rd of the full volume is academic credentials (20 pages of notes, 26 pages of references, a 5 page index) is indicative of its intellectual rigorousness.

I think one of the reasons that makes this book successful is that Spitzer approached it as a hobby. He has had no academic career in biology, but he is a physical chemist (PhD) and a chemical engineer (MS) with expertise in thermodynamics and aqueous colloids, who worked as a industrial R&D manager, on synthetic latexes and emulsion polymerization processes. The fact that he is retired and has no skin in the game allowed him to write freely and thoroughly. More information on Jan Spitzer and his ideas can be found here.

In the remainder of this text, I will try to summarize Spitzer’s main points, and conclude with a list of quotes & fragments of knowledge that struck me and that I wish to keep record of. Most of those should also be worthwhile to readers with an advanced interest in science, but you might need a dictionary depending on your prior knowledge – I know I needed one. As a coda, there’s a shortened version of a reading list Spitzer himself provides in his introduction.

For a review by someone with an academic background in these matters, I refer you to the Small Things Considered blog. It has a good, fairly detailed outline of the book. It is the only review of the book I found online, so I hope I contribute a bit to Spitzer’s dissemination with my own review – especially for those that are looking for more information about it without easy access to academic libraries.

Do I recommend it? I loved it, but if you’re not academically trained in these matters ymmv, so much is clear – if you’re adventurous, like a serious challenge, and want to keep your mind limber, go for it, I’d say. It’s also crystal clear that this is mandatory reading for anybody with a serious academic interest in the matter.

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2 BOOKS ON BRAINS: ‘HOW THE BRAIN MAKES DECISIONS’ (2020) & ‘BEAUTIFUL BRAIN: THE DRAWINGS OF SANTIAGO RAMON Y CAJAL’ (2017)

I’m rereading The Book of the New Sun at the moment, and while I first thought to just read Shadow of the Torturer, it felt wrong to write a review of the first volume only, so I’m going to finish all 4 volumes and then write on the entire thing.

That means no new speculative book review for now, but two very different books on the brain. First a scientific account of rationality and neurobiologic algorithmic decision making, after that an art-science hybrid: a catalogue of historical pen and ink drawings by neuroanatomist Cajal, which includes a biography and some other text on the matter.


HOW THE BRAIN MAKES DECISIONS – Thomas Boraud (2020)

This is the English edition of the 2015 French publication Matière à décision, but updated with new data, some mistakes corrected and also partly rewritten structurally – with a new chapter added as the most striking change. As such, I’d very much call this a 2020 book indeed, and that’s of note in an ever evolving field.

The basic question this book tries to answer is whether neurobiological science supports the case for rational decision-making. It does so by using a bottom-up approach, “beginning with the neural matter and tracing the journey of how decision-making might have emerged from the physicochemical interactions between its components.”

This book is a strange hybrid. It both tries to give a short overview of the philosophical debate and the history of the science involved – including a bit of behavioral economy – and it tries to answer the question using an algorithmic model based on actual vertebrate brain science. Continue reading

CONTINGENCY AND CONVERGENCE : TOWARD A COSMIC BIOLOGY OF BODY AND MIND – Russell Powell (2020)

First a general overview & appraisal of the book, and after that there’s a fairly lengthy section with quotes and paraphrases of nuggets of wisdom I want to keep on record, and those could be interesting for you too.


For starters, the summary on the back: “In this book, Russell Powell investigates whether we can use the patterns and processes of convergent evolution to make inferences about universal laws of life, on Earth and elsewhere. Weaving together disparate philosophical and empirical threads, Powell offers the first detailed analysis of the interplay between contingency and convergence in macroevolution, as it relates to both complex life in general and cognitively complex life in particular. If the evolution of mind is not a historical accident, the product of convergence rather than contingency, then, Powell asks, is mind likely to be an evolutionarily important feature of any living world?”

Or, as the MIT website states it in short: “Can we can use the patterns and processes of convergent evolution to make inferences about universal laws of life, on Earth and elsewhere?”

The book doesn’t presuppose a lot of working knowledge: Powell takes care to explain all the concepts and the history of science & philosophy one needs to understand his arguments. As such it is perfectly self-contained, BUT, mind you: this is hardcore stuff, it is not a popular science book at all. It has 280 pages of carefully and tightly argued text, there’s not a lot of redundancy, not even on the sentence level, and as such keeping a search engine at hand while reading this is no luxury. Continue reading

REMBRANDT SELF-PORTRAITS (2019) – JELLYFISH (Williams, 2020) – BLACK SWAN GREEN (Mitchell, 2006)

This post is a collection of 3 shorter reviews of 3 very different books. For starters a new, lush Taschen collection of all known Rembrandt’s painted, etched & drawn self-portraits, in which I also offer a quick guide one what Rembrandt book you need to buy. Then there’s a recent, rare non-fiction book on jellyfish, and also here I’ll offer some pointers to other jellyfish books. To end, a short, but incomplete appraisal of Black Swan Green, David Mitchell’s semi-autobiographical account of his year as a 13-year-old, stammering teenager.

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HOW HISTORY GETS THINGS WRONG – Alex Rosenberg (2018)

How History Gets Things WrongDarwinian Reductionism, Or, How to Stop Worrying and Love Molecular Biology – a book Alex Rosenberg published in 2006 – was one of the best books I read in 2019. It tries to marry physics & chemistry with biology, and successfully so. It’s a very dense text, and extremely interesting.

So when I learned Rosenberg had written a book about our addiction to stories, I couldn’t resist and bought it. These 291 pages are a very different read than Darwinian Reductionism: a whole lot more accessible, written for a somewhat larger audience – although this is still no pop science book. While not without problems, it is very much worth your time if you have a serious, academic interest in human behavior, theory of mind, and narrative – Rosenberg’s scope is both broad and deep.

How History Gets Things Wrong: The Neuroscience of Our Addiction to Stories biggest shortcoming is its title. It’s great from a marketing point of view, but it is a bit misleading. Yes, history features, as do stories, but in the end, they are a sideshow. Rosenberg uses the fallacies of narrative history to frame his central argument, which is a refutation of the most commonly held (folk) ‘theory of mind‘. He does so mainly with recent findings from neuroscience. Let me quote Wikipedia to give you an idea of Rosenberg’s basic line of reasoning:

This work develops the eliminative materialism of The Atheist’s Guide to Reality, applying it to the role ‘the theory of mind’ plays in history and other forms of story telling. Rosenberg argues that the work of Nobel Prize winners, Eric Kandel, John O’Keefe and May-Britt Moser along with Edvard Moser reveals that the “theory of mind” employed in every day life and narrative history has no basis in the organization of the brain. Evidence from evolutionary anthropology, child psychology, medical diagnosis and neural imaging reveals it is an innate or almost innate tool that arose in Hominini evolution to foster collaboration among small numbers of individuals in immediate contact over the near future, but whose predictive weakness beyond this domain reveals its explanatory emptiness.

It has been over a decade since I read something truly substantial on the neurological working of our brain, and I was surprised by the detail in the discoveries of Kandel, O’Keefe and the Mosers. Their findings about the nature of brains – ‘place cells’, ‘grid cells’ and especially the functioning of ‘sharp wave ripples‘ in how decisions happen – strengthen a materialistic, reductionist viewpoint of behavior. The chapter in which Rosenberg describes the research is truly fantastic, eye-opening and worth the prize of the book alone – but I’m sure there are other good texts about that if you only want to read about that subject. In 2000 and 2014 the research was awarded a Nobel Prize, so this is not some obscure theory – as such, it might be old news to some, but it was not to me.

It’s refreshing to read a whole lot more than the typical stuff on the experiments of Benjamin Libet and John-Dylan Haynes on the fact that our brains make decisions before our consciousness registers it – a staple in popular texts on free will and similar subjects. Mind you, this is not a book on the non-existence of free will. Rosenberg says that free will doesn’t require consciousness, indicating he sees the term a bit differently than most. Although the book doesn’t deal with it explicitly, there is a lot between the lines.

It’s also of note that the book deals extensively with representation, as a big part of Rosenberg’s argument hinges on the fact that there are no representations of desires or beliefs to be found in our brains. These play a crucial role in how we generally perceive how humans act: we do stuff because we desire something and we act on those desires based on certain beliefs about how to attain them. We think somehow representations of these beliefs and desires are found in our brains, and that our brains somehow process these desires and beliefs, and make decisions based on that. Not so, it turns out.

One more remark before the jump, a crucial one. Neural circuits in the brain do not have content or represent something indeed, but it is obvious that their material output (our speech, our writing, to a certain extent maybe our conscious thoughts as well, …) does. The brain lacks content, sure, but it forms content. I would think that you cannot treat the brain as a closed system, and that we need to take its extensions so to say into account as well.

I’m not sure what this means for Rosenberg’s overall theory. Maybe it is not much more than a matter of sharper definitions. Rosenberg talks about cell circuitry that does not ‘represent’ or ‘interpret’ etc. – but again, what about their output? Is that part of the brain as well? Or part of its representation/interpretation/aboutness?

Or maybe his main beef shouldn’t be with narrative history and the folk theory of mind that puts computation of representations in the brain, but narrative history and the folk theory of mind that presupposes rational, non-causally determined agency of human actors. The neuroscience and other points raises could easily support that. Or maybe it doesn’t have an effect on his logic at all.

In the rest of the review, I’ll talk a wee bit about the book’s most important formal problem, and end with a list of a few of the nuggets of wisdom I found.

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BECOMING HUMAN: A THEORY OF ONTOGENY – Michael Tomasello (2019)

Becoming Human TomaselloI’m always eager for the year-end list of David Auerbach at Waggish. The man is a voracious reader in all kinds of domains. 2019’s list was dauntingly long, but I found a few titles right up my ally, one being Becoming Human: A Theory of Ontogeny by Michael Tomasello, Professor of Psychology and Neuroscience at Duke. Tomasello is one of the few scientists bridging developmental research on both primates and children, and a leading figure in a branch of evolutionary psychology that was new to me: human ontogeny.

The book focuses on the question what makes humans unique. It does this by focusing on how children become adult humans, and as such part of human culture – how the development of human abilities in children differ from the development of these abilities in great apes.

Tomasello’s scope is large. He ties the development of human cognition and human sociality together, resulting in synthesizing insights about social norms & moral identity. This in not only a comparative psychology book, but an important work on ethics too. Truly a tour de force, and the first theory I’ve come across that convincingly brings cognition, evolution and ethics together – not in a normative way, but by describing the pathways of how these things arise, starting with newborn babies.

Tomasello builds on the seminal insight of Lev Vygotsky, who in the beginning of the 20th century was one of the first to articulate the fact that children need a social context to develop fully. A child that would be put onto a desert island without any social interaction would not become ‘human’ as we generally define it.

To further sketch the content, let me first quote the blurb from the publisher – Harvard.

Tomasello assembles nearly three decades of experimental work with chimpanzees, bonobos, and human children to propose a new framework for psychological growth between birth and seven years of age. He identifies eight pathways that starkly differentiate humans from their closest primate relatives: social cognition, communication, cultural learning, cooperative thinking, collaboration, prosociality, social norms, and moral identity. In each of these, great apes possess rudimentary abilities. But then, Tomasello argues, the maturation of humans’ evolved capacities for shared intentionality transform these abilities—through the new forms of sociocultural interaction they enable—into uniquely human cognition and sociality. The first step occurs around nine months, with the emergence of joint intentionality, exercised mostly with caregiving adults. The second step occurs around three years, with the emergence of collective intentionality involving both authoritative adults, who convey cultural knowledge, and coequal peers, who elicit collaboration and communication. Finally, by age six or seven, children become responsible for self-regulating their beliefs and actions so that they comport with cultural norms.

At first, I was a bit suspicious of Tomasello’s claims: I have read quite a lot of Frans de Waal and the likes, and my intellectual stance the last decade or so had been to not overestimate human uniqueness – not in language skills, not in cognition, etc. I considered differences between humans and other animals basically a matter of degree.

To a certain extent this obviously still holds, but one of the merits of Tomasello is that he uses large sets of experimental data that clearly show there are two things that are unique in humans: “shared intentionality” and “collective intentionality”. Basically, the fact that we humans do things together, know that we do things together and have elaborate insights in other humans’ mental states that influence our own mental states. So it’s not only cooperation itself that is important, but the fact that it is a form of recursive cooperation.

Language obviously is important for all of this, and so this is not only an ethics book, but one that should interest linguists too. The same goes for the cultural transmission of knowledge: instructed learning basically doesn’t exist in the rest of the animal kingdom, so yes, pedagogy too. Continue reading

THE ETHNIC PHENOMENON – Pierre L. Van den Berghe (1981)

The Ethnic Phenomenon

This is a tricky book to review, as it has such a thorny subject: race and ethnicity. It’s also a fairly old text, first published in 1981. Social sciences certainly gained more data since, yet dismissing this book as outdated would be a huge fallacy.

On top of its subject & age, Pierre L. Van den Berghe takes a sociobiological approach – possibly prompting fears of social Darwinism and the likes. That fear is unwarranted, as The Ethnic Phenomenon is a clear and loud refutation of any attempt at instigating hierarchies or other forms of power based on race and ethnicity.

To make it even more messy, Van den Berghe admittedly writes in a Marxist tradition, but not without offering critique on orthodox Marxism. More importantly – this needs to be stressed – Marxist thought is not the core of this book at all, and is hardly used to support his main arguments – if at all.

Still, The Ethnic Phenomenon is – given the nature of the overall subject – clearly a political book too, and it could not have been otherwise. It speaks for Van den Berghe that he is upfront about his ideological framework. His arguments & reasoning is always clearly spelled out to the reader, who can judge the merit of his thinking case by case. It would be outright stupid to dismiss the entire book just because it is writing by a leftist social scientist – I can imagine people of any political leaning agreeing to lots of what he says, as he generally makes a strong, nuanced case.

Just to get it out of the way: Van den Berghe is unambiguous about the fact that ‘race’ as a workable biological category, or a category to use for social attributions, simply does not exist. Nevertheless, there “is no denying the reality of genetic differences in frequencies (not absolutes) of alleles between human groups.” If you get worked up because of facts like that, this book is not for you.

Before I get to the actual discussion of its 301 pages, let me first say this: The Ethnic Phenomenon is a truly first-rate piece of scholarship, setting the paradigm for the thinking about this topic. It is thorough, honest and courageous, attempting to bring some clarity in a highly emotional debate. This is not an ethics treatise, but a scientific study, including 24 pages of bibliography and a 10-page index.

At the same time, the book wants “to exorcise ethnicity by trying to understand it”. This is an important book, a landmark, absolutely mandatory for everybody that seriously studies the history and the contemporary effects of colonialism, racism, nationalism and ethnicity.

First I’ll try to give the gist of Van den Berghe’s thinking. Afterwards I’ll zoom in on some tidbits I found interesting, and I’ll end with a few critical notes.

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DARWINIAN REDUCTIONISM – Alex Rosenberg (2006)

Darwinian Reductionism

Darwinian Reductionism, Or, How to Stop Worrying and Love Molecular Biology must be one of the toughest books I’ve read. Luckily, it’s fantastic.

Alex Rosenberg is a professor of both Philosophy and Biology at Duke University. He has written about the philosophy of science before, like a book about the non-validity of economics as a science. Rosenberg is a true intellectual powerhouse, and to watch his mind work over the course of this book’s 238 pages (+ about 30 pages of references and index) is one of the pleasures of reading this book.

Kim Sterenly sketches what it’s about on the back cover:

“Over the last twenty years and more, philosophers and theoretical biologists have built an antireductionist consensus about biology. We have thought that biology is autonomous without being spooky. While biological systems are built from chemical ones, biological facts are not just physical facts, and biological explanations cannot be replaced by physical and chemical ones. The most consistent, articulate, informed, and lucid skeptic about this view has been Alex Rosenberg, and Darwinian Reductionism is the mature synthesis of his alternative vision. He argues that we can show the paradigm facts of biology – evolution and development – are built from the chemical and physical, and reduce to them. Moreover, he argues, unpleasantly plausibly, that defenders of the consensus must slip one way or the other: into spookiness about the biological, or into a reduction program for the biological.”

But for many people, including scientists, there are problems with materialistic reductionism, as Elliot Sober explains on the back cover, before pointing out how Rosenberg tackles those problems.

“For most philosophers, reductionism is wrong because it denies the fact of multiple realizability. For most biologists, reductionism is wrong because it involves a commitment to genetic determinism. In this stimulating new book, Rosenberg reconfigures the problem. His Darwinian reductionism denies genetic determinism and it has no problem with multiple realizability. It captures what scientific materialism should have been after all along.”

I will not get into the nuts and bolts of every argument. Aside from a general appraisal of the book, I’ll elaborate a bit on two small – yet fundamental – elements of critique, and end with a list of nuggets of wisdom I found while reading – a list that is probably of interest to those readers not interested in the general content of this book, yet who do have a healthy interest in science.

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